To ensure that you are well equipped to serve your needs as well as those of your clients, we have established our clearing relationship with Pershing and have devoted significant energies and capital into becoming a paperless environment with our back office systems.
Clearing
Independent
Financial Group, LLC, clears your brokerage business through Pershing LLC,
a subsidiary of the Bank of New York. Pershing has been serving broker–dealers
since 1939 and currently holds client assets in excess of $700 billion.
Pershing is a strong force standing behind and working for Independent
Financial Group.
Pershing continually enhances their menu of best-of-breed financial products and services including:
ProCash Plus: A comprehensive asset management account that combines all brokerage, checking, money market fund, and MasterCard debit card activity into one cohesive package, and consolidates the assets and transactions on a monthly statement.
Resource Checking: Enable your clients to access the assets in their brokerage accounts, including cash and all money fund shares, with this free checking service.
Pershing Investment Research: Conveniently accessed via NetExchange Pro, this variety of services, reports and analytical tools will help you profit from the award-winning research and recommendations of experienced analysts.
Systems
NetExchange Pro: Pershing’s online trading and account management program provides the power and flexibility you need to efficiently manage your day-to-day business. Intuitive menus enable you to easily place orders for stocks, options and mutual funds. Real-time order status makes it easy to track the pending, open, and executed stages of the order. In addition to trading, you can access balances, projected cash flow, transaction history, and commission details, as well as quotes, research, and forms.
NetExchange Client: The cornerstone for offering brokerage services to clients online.
Albridge
Solutions: We understand the value of time, so we’ve partnered
with Albridge Solutions to offer you a
convenient online system that automatically gathers, scrubs, and creates
reports form client data collected from a
variety of sources. And, with our special discounted monthly fee, generating
up-to-date consolidated statements
and performance reports has never been easier or more affordable.
Website: With an impressive scope of both content and functionality, the Independent Financial Group web site (www.ifgsd.com) serves as the online front office for our network of independent representatives.
Interactive Commission Statements: Featuring advanced data sorting, filtering and exporting capabilities, our online statements give you the freedom to created customized reports and view commissions data based on specific criteria that meet your unique business needs. Commissions are paid bi-monthly through direct deposit.
Paperless Office: A month’s worth of brokerage statements and submitted paperwork on a monthly CD plus a year-end CD with all of that information and more. LaserFiche is Independent Financial Group’s compliance and SEC-approved imaging system. It allows you to legally shred most paperwork, saving valuable office space and making the search for existing documents a snap.